Collecting My Thoughts

Showing posts with label FINRA. Show all posts
Showing posts with label FINRA. Show all posts
Sunday, February 22, 2009

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Obama’s revolving door--FINRA and SEC I've written about Mary Shapiro before. There is no hope for change when the fox guards the henhou...
1 comment:
Sunday, December 21, 2008

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No bailout needed here for the abused client Considering that SEC and FINRA moved not at all against Bernie Madoff despite their huge budge...
Saturday, December 20, 2008

FINRA, Madoff, and Obama's SEC choice

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"Mary Schapiro, Barack Obama's choice to lead the Securities and Exchange Commission, previously appointed one of Bernard Madoff...
4 comments:
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Norma
Preferring truth to custom, the better to the good, adapt to adopt, reform to revolution, solutions to goals, knowledge to awareness, faith to spirituality. The rules.
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